Professionals

Adam S. Tracy, J.D., M.B.A.
General Counsel & Managing Partner

Pacifix Financial was founded in 2009 by Adam S. Tracy, an experienced attorney and capital markets consultant. A former competitive rugby player and serial entrepreneur, Adam Tracy has a wealth of experience consulting small and microcap-companies on market awareness enhancement He has advised 100’s of publicly traded companies with regards to legal, compliance, investor relations and capital markets matters.

His specific areas of competence include:

  • Corporate governance, general corporate and securities law, including Sarbanes-Oxley; SEC and public-company financial reporting;
  • Strategic legal and business planning, including mergers, reverse mergers, initial public offerings, acquisitions, divestitures, bankruptcies, securities, capital transactions and strategic investments;
  • Investor Relations, including web marketing, web 2.0, investor materials development, road show structuring;
  • Merger and acquisition advisory and due diligence, including buy-side transactions, recapitalizations, business valuations, review of strategic alternatives; tax advantaged structures and bankruptcy/insolvency situations;
  • Complex corporate bankruptcy and restructuring transactions, including public company reorganizations, and
  • Capital formation; investor presentation and pitch development; network of over 100 investment banks, hedge funds and PIPE funds

Admissions:

Supreme Court of Illinois

United States Tax Court

United States District Court for the Northern District of Illinois

United States District Court for the Central District of Illinois

United States District Court for the Southern District of Illinois

United States District Court for the Eastern District of Michigan

FINRA Series 7 & 63

Education:

DePaul College of Law, J.D.

DePaul Kellstadt Graduate School of Business, M.B.A

University of Notre Dame, B.S., Finance

University of Notre Dame, B.A., Computer Applications

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